Powered by MOMENTUM MEDIA
investor daily logo

Regulation

regulation

22 March 2018 • By Jessica Yun • 1 min read

Establishing blockchain standards ‘critical’

Establishing global standards for distributed ledger technology is ‘critical’ for mitigating risks as well as facilitating communication across ...

READ MORE
icon

Shipton vows to 'follow the money'

New ASIC chair James Shipton has promised to professionalise the finance industry, shifting the focus away from "numbers on a computer screen" to the ...

READ MORE
icon

Government bolsters ASIC leadership

The government has announced plans to create a second deputy chair position at ASIC. Minister for Revenue and Financial Services Kelly O’Dwyer ...

READ MORE
icon

Super funds push for higher ethical standards

Australian Ethical has joined five industry funds to urge asset managers to adopt the CFA Institute's code of conduct. Six Australian super funds ...

READ MORE
icon

Industry rejects Labor franking credits proposal

Labor leader Bill Shorten has proposed abolishing refundable excess dividend imputation credits in a move that has galvanised the financial services ...

READ MORE
icon

‘We have not done the right thing’: NAB CEO

The boss of NAB has penned a letter of apology to the community, admitting to the “regrettable” and “unacceptable” conduct of the bank ahead of the ...

READ MORE
icon

UK regulator says ‘regulation not enough’

Government regulation alone can be insufficient in improving conduct by financial professionals and incentivising them to act in the spirit of the ...

READ MORE
icon

ASIC welcomes broader competition powers

ASIC has welcomed the Productivity Commission's recommendation that the corporate regulator be granted a "broad, proactive competition mandate"

READ MORE
icon

ASIC lodges new claims against CBA over BBSW

The Commonwealth Bank is facing a fresh slate of claims relating to alleged manipulation of the bank bill swap rate.  ASIC has lodged a fresh ...

READ MORE
icon

CBA denies new AUSTRAC allegations

The Commonwealth Bank has rejected 89 of the 100 additional charges filed by AUSTRAC relating to the bank's alleged breaches of the AML/CTF regime

READ MORE