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Regulation

ASIC reviews collective action rules

The corporate regulator is reviewing its guidance for institutional investors who are looking to engage with ASX-listed companies. ...

by Reporter

  • ASIC cancels forex provider's licence

    The corporate regulator has taken action against margin foreign exchange services provider Enfinium, cancelling its AFSL. ...

    by Reporter
  • ASIC maintains pressure on Macquarie

    Macquarie Equities Limited (MEL) will spend a further 12 months under the watchful gaze of ASIC and KPMG after the completion of its enforc...

    by Tim Stewart
  • Online disclosure proposals under fire

    The ASIC proposal to streamline electronic disclosures laws in financial services does not go far enough, argues a financial services lawyer...

    by Stefanie Garber
  • OTC derivative reporting rules relaxed

    The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. ...

    by Reporter
  • SIV to include venture capital, small-caps

    The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towa...

    by Reporter
  • ASIC on the prowl in 2015

    The public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says Hall &...

    by Tim Stewart
  • Regulatory burden hits platform expenditure

    Investment platform providers are still spending significant portions of their product development budgets on compliance, new research from ...

    by Aleks Vickovich
  • ‘Select’ investment option rules relaxed

    APRA has amended its definition of what constitutes a non-MySuper investment option in response to concerns raised by the superannuation ind...

    by Reporter
  • ASIC must define vertical integration: FPA

    Before the corporate regulator can ramp up surveillance of vertically integrated organisations it must first set clear parameters, the Finan...

    by Aleks Vickovich

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