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Regulation

Govt releases 2015/2016 regulatory levies

Treasury has released details of its proposed levies that will fund APRA, ASIC and the SuperStream roll-out for the 2015/2016 year. ...

by Reporter

  • Govt has ‘backflipped’ on SIV rules

    The new significant investor visa (SIV) rules represent a “significant backflip” by the government, and restrictions on residential prop...

    by Tim Stewart
  • Government finalises new SIV rules

    Venture capital, private equity funds and LICs are the big winners in the final complying investment design for the significant investor vi...

    by Tim Stewart
  • High Court clarifies proportionate liability regime

    A successful appeal in the High Court by former clients of WealthSure will assist plaintiffs in class actions against financial services fi...

    by Tim Stewart
  • Super emerges unscathed in 2015 Budget

    The superannuation industry has welcomed the government's decision to resist 'tinkering' with Australia's retirement system in the 2015 fede...

    by Tim Stewart
  • Former ASIC employee's passport surrendered

    The Federal Court has ordered the surrender of the passport of a former ASIC employee following an investigation into her advice firm by the...

    by Reporter
  • Advice compensation hits CBA earnings

    Growing expenses associated with advice remediation, regulation and compliance have contributed to an underwhelming quarterly update for the...

    by Alice Uribe
  • ASIC drawing up guidance on client remediation

    Financial services licensees that provide financial advice will soon have concrete guidance on client review and remediation. ...

    by Reporter
  • ASX expands clearing services

    The Australian Securities Exchange has launched the ASX Equity FlexClear, a service that allows institutional investors to centrally clear o...

    by Taylee Lewis
  • Govt sets up financial crime taskforce

    The federal government has announced the establishment of a new taskforce to fight serious and organised financial crime. ...

    by Reporter

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