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Regulation

Australian Unity rejigs risk remuneration

Australian Unity Personal Financial Services has announced its financial planners will only be able to write insurance policies under a hybr...

by Scott Hodder

  • ASIC finalises collective action guidance

    The corporate regulator has updated its guidance on collective action by investors following a consultation with the industry earlier this ...

    by Reporter
  • APRA chides insurers on disclosure

    The prudential regulator has urged general and life insurers to do a better job when it comes to disclosing prudential matters. ...

    by Scott Hodder
  • ASIC falls short in Mariner case

    The Federal Court has rejected allegations by ASIC that Mariner Corporation breached the law in its 2012 takeover bid for Austock Group. ...

    by Tim Stewart
  • Macquarie Wrap errors were 'self-reported'

    ASIC only became aware of system errors affecting Macquarie Wrap users after the bank brought the matter to the regulator's attention, says ...

    by Reporter
  • Macquarie to refund $5.5 million to clients

    Macquarie Investment Management will refund more than $5.5 million to around 2,300 clients following an investigation prompted by ASIC. ...

    by Reporter
  • BT fined for misleading super statements

    Updated: BT Group has paid $20,400 in penalties after ASIC found the firm made misleading claims about its super performance in its Google a...

    by Reporter
  • ATO extends SuperStream deadline

    The Australian Taxation Office has pushed out the 30 June SuperStream deadline for mid-sized employers that are making "genuine attempts" to...

    by Tim Stewart
  • User-pays ASIC a 'wolf in sheep's clothing'

    The Financial System Inquiry's proposed user-pays funding model for ASIC would amount to "backdoor taxation", an economist has warned. ...

    by Aleks Vickovich
  • Lloyds Banking Group fined £117 million

    The UK regulator, the Financial Conduct Authority (FCA), has issued its largest ever retail fine to Lloyds Banking Group. ...

    by Reporter

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