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Regulation

Staff Reporter

The corporate regulator has proposed a number of new initiatives designed to trial RegTech capabilities and identify possible implementation challenges, including the creation of an industry liaison network.

Staff Reporter

The fund manager and four former officers of MFS Investment Management have been disqualified from managing corporations by the Supreme Court of Queensland.

Tim Stewart

Westpac has outlined the cost of the government’s proposed bank levy on its balance sheet and, more importantly for investors, its dividend.

Larissa Waterson

The major banks’ compensation bill for victims of poor advice has increased to $204 million, according to ASIC’s latest update on its ‘fee for no service’ compensation program.

Staff Reporter

The Supreme Court of NSW has made orders, by consent, for the winding up of Sydney-based trading firm Courtenay House following an application by ASIC.

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Appointments

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Analysis

Klaus Ingemann

John Beck

Sunny Bangia

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