Regulation
Regulation

Tim Stewart

ASIC chairman James Shipton is asking the government for additional funds to embed his staff within the major banks, but he is wary of the risk of ‘regulatory capture’.

Aleks Vickovich

A number of financial institutions and insurers will give evidence before the fourth round of the royal commission, focusing on rural and regional financial services.

Reporter

The corporate regulator has laid out how it will oversee the Australian Financial Complaints Authority (AFCA), which is due to commence on 1 November 2018.

Jessica Yun

The Federal Court has approved the $700 million settlement agreed to by CBA and AUSTRAC after the financial intelligence agency took the bank to court for contravening anti-money laundering laws.

Aleks Vickovich

Super funds, investment managers and platforms servicing Dover-aligned financial advisers are scrambling to set policies for payments and authority in the wake of the licensee’s shock closure.

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Appointments

Stephen Glenfield

FASEA appoints new chief executive

Reporter

David Murray

David Murray commences new role as AMP chairman

Reporter

Adrian Went

ANZ names new group treasurer

Reporter

Analysis

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Super shouldn’t be a lottery

Tim Stewart

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Can infrastructure equities cope with rising rates?

James Lydotes

James Swanson

Is this as good as it gets?

James Swanson