Powered by MOMENTUM MEDIA
lawyers weekly logo
Advertisement

Regulation

regulation

06 August 2018 • By Killian Plastow • 1 min read

Regulators don’t discriminate on size: Laker

Former APRA chairman John Laker has rejected the suggestion that regulators have a bias against the smaller end of town when it comes to enforcement

READ MORE
icon

Give the ACCC a competition mandate: PC

The Productivity Commission has recommended the ACCC be given an explicit mandate to monitor competition in the financial system. On Friday 3 ...

READ MORE
icon

ASIC updates funds management guides

ASIC has released updated versions of seven regulatory guides that incorporates information about the new Asia Region Funds Passport. In a ...

READ MORE
icon

Linchpin client money used to bankroll advisers

A sworn affidavit by an ASIC lawyer has shown Linchpin Capital used investor funds to finance client book purchases for its aligned advisers in breach ...

READ MORE
icon

Focus Financial to list on Nasdaq

American wealth management firm Focus Financial Partners, which has a number of financial services assets in Australia, has launched its initial ...

READ MORE
icon

ASIC approves ABA code of practice

The Australian Banking Association has announced that the regulator has approved its banking code of practice, which was a topic of inquiry at the ...

READ MORE
icon

CIPRs will bypass advice: Treasury

Treasury has outlined its goal for comprehensive income products for retirement (CIPRs) to be designed in such a way that financial advice won’t be ...

READ MORE
icon

ASIC obtains court orders against Linchpin Capital

Dealer group owner Linchpin Capital has had a number of business restrictions placed upon it after ASIC obtained orders in the Federal Court

READ MORE
icon

MLC turns off MasterKey plan service fee

MLC’s superannuation trustee, NULIS, has announced that it will stop deducting its plan service fee from MLC MasterKey Personal Super following ...

READ MORE
icon

ASIC should establish fee registry: report

An independent review of ASIC's fee disclosure regime has recommended the establishment of a publicly accessible, searchable registry of product fees ...

READ MORE