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Regulation

regulation

23 July 2018 • By • 1 min read

Government consults on second CCIV bill

The government has released the second tranche of its Corporate Collective Investment Vehicle (CCIV) Bill for public consultation. The second ...

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AMP Horizons replaced by Adviser Pathways

AMP is replacing its previous adviser training and development program AMP Horizons with the launch of a new in-house program, Adviser Pathways, with ...

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Industry divided on ESG resolutions

Two-thirds of risk and governance professionals are opposed to legislative change that would give shareholder activists a greater voice at ...

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Big banks pass the stress test: APRA

More than 10 major Australian financial institutions have proven their resilience after the prudential regulator tested them against hypothetical ...

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Advice groups release FASEA submissions

The Financial Planning Association (FPA) and the Association of Financial Advisers (AFA) have made public their proposed list of changes to FASEA’s ...

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ASIC accepts EUs from CBA and ANZ

ANZ and the Commonwealth Bank have entered into enforceable undertakings with ASIC after the regulator found their bank branch staff distributed ...

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ABA rejects additional cash limit reporting

The Australian Banking Association has largely embraced the federal government’s proposal to limit cash payments to $10,000, but the lobby group has ...

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ASIC takes action on ‘independence’ claims

ASIC has forced four financial advice companies to amend “false claims of independence” on their websites and marketing material

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APRA continues Stronger Super review

The prudential regulator has released two further papers as part of its post-implementation review into the prudential framework of superannuation

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ASIC proposes new capital requirements

ASIC has released for consultation new capital requirements that would require futures dealers and securities dealers to hold a minimum of ...

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