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Regulation

OTC derivative reporting rules relaxed

The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. ...

by Reporter

  • SIV to include venture capital, small-caps

    The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towa...

    by Reporter
  • ASIC on the prowl in 2015

    The public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says Hall &...

    by Tim Stewart
  • Regulatory burden hits platform expenditure

    Investment platform providers are still spending significant portions of their product development budgets on compliance, new research from ...

    by Aleks Vickovich
  • ‘Select’ investment option rules relaxed

    APRA has amended its definition of what constitutes a non-MySuper investment option in response to concerns raised by the superannuation ind...

    by Reporter
  • ASIC must define vertical integration: FPA

    Before the corporate regulator can ramp up surveillance of vertically integrated organisations it must first set clear parameters, the Finan...

    by Aleks Vickovich
  • Former NAB boss in stoush with ATO

    Don Argus, who headed up NAB between 1991 and 1999, is appealing against an ATO decision to increase the taxable income of his SMSF. ...

    by Katarina Taurian
  • Days numbered for ‘100-member’ rule

    Retail and institutional shareholders alike have backed the government’s proposal to scrap the '100-member' rule for triggering extraordin...

    by Tim Stewart
  • Licence conditions imposed on Guardian

    Suncorp-owned dealer group Guardian Advice has been subjected to new licensing conditions by ASIC after an investigation unveiled deficienci...

    by Stefanie Garber
  • ASIC sheds light on vertical integration probe

    The corporate regulator has released details on its surveillance of vertically integrated wealth managers, revealing it is on the lookout f...

    by Aleks Vickovich

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