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Regulation

regulation

15 October 2018 • By James Mitchell • 1 min read

Westpac’s Hartzer warns against regulatory changes

The major bank CEO says any changes to regulation that impact the availability of financial advice need to be “considered carefully”

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ANZ fires 200 staff for misconduct

The big four bank has today revealed that a number of senior executives are included in up to 200 staff whose employment has been terminated as a ...

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Good culture ‘can’t be left to regulators alone’: APRA

The Australian Prudential Regulation Authority has responded to the Hayne commission interim report by saying a good banking system is produced by ...

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Bank misconduct has led to suicide attempts: MP

The head of Australia’s largest bank has been forced to confront the devastating impact the group’s misconduct has had on the wellbeing of its ...

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Major bank CEOs face the music over misconduct

The chief executives of Australia’s four major banks will be grilled by a parliamentary inquiry over the coming days where they will be scrutinised ...

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Draft bill to amend Corporations Act released

A draft bill to lower barriers to capital raising by mutual banks, credit unions and building societies has been released for consultation by the ...

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QMV advises industry to review all regulatory changes

QMV has released their regulatory update for 2018 and strongly recommends that superannuation trustees review all upcoming legislation

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Hayne report lacks ‘understanding of financial advice’: AFA

The Association of Financial Advisers has argued that the Hayne commission interim report “does not suggest a good understanding of financial advice”

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Retail payment regulations under review

The Council of Financial Regulators has released an issues paper into their review of retail payments regulation. The paper is part of the CFR ...

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New taxes for investors

The Coalition government has introduced two bills to Parliament to ensure investors pay their fair share of tax. The introduction of the Treasury ...

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