Powered by MOMENTUM MEDIA
lawyers weekly logo
Advertisement

Regulation

regulation

28 August 2019 • By Sarah Simpkins • 1 min read

APRA chair warns tech renders regulation ‘inadequate’

APRA chair Wayne Byres has said the prudential regulator’s framework is ill-prepared for new technology in the financial services sector, ...

READ MORE
icon

Union slams ANZ’s ‘cult of secrecy’

The Finance Sector Union (FSU) has criticised ANZ for not taking measures in its own hands and exposing its own cultural self-assessment, after the ...

READ MORE
icon

APRA updates financial sector shareholdings rules

The prudential regulator has released the 2019 version of its Financial Sector (Shareholdings) Rules for new companies entering the sector

READ MORE
icon

Investors Exchange PDS given stop order

The corporate regulator has put a stop order on the issuing of a product disclosure statement from Investors Exchange Limited following concerns it ...

READ MORE
icon

ANZ chairman spills on self-assessment

Complacency, a lack of accountability and short-term fixes have all been listed as issues with ANZ’s culture in a statement by chairman David Gonski ...

READ MORE
icon

ASIC flexes intervention power, proposes binary option ban

ASIC is looking to place a ban on the sale of binary options and limit contracts for difference (CFDs), with both reported to make most of almost $2 ...

READ MORE
icon

IOOF completes APRA conditions

IOOF has marked 145 actions issued by APRA as complete, after it previously failed to reach the regulator’s deadline for establishing a dedicated ...

READ MORE
icon

Superfunded director cops eight-year ban

ASIC has outlawed the sole director of Superfunded, Max Goldenberg, from providing financial services or engaging in credit activities for eight ...

READ MORE
icon

Royal commission fallout to define governance through to 2025

The continued fallout of the Hayne royal commission will define the governance professional’s role through to 2025 according to new research

READ MORE
icon

New APRA foreign subsidiary rules could knock ANZ

APRA has tightened its prudential standard around contagion risk, targeting overseas subsidiaries operated by domestic banks, with ANZ’s New Zealand ...

READ MORE