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Regulation

Former Deutsche Bank FX trader banned

ASIC has banned former Deutsche Bank FX options and futures trader Andrew Donaldson from providing financial services. ...

by Reporter

  • Deadline looming for updated PDSs

    Responsible entities and superannuation trustees have until 1 February, 2017 to comply with new disclosure rules concerning fees and costs, ...

    by Tim Stewart
  • Investment banker charged with insider trading

    A former Credit Suisse investment banker has pleaded not guilty to charges of procuring insider trading brought after an ASIC investigation....

    by Reporter
  • ASIC bans alternative investment spruiker

    ASIC has banned New Zealand-based Geoffrey Woodcock from providing financial services for four years for promoting Australian financial prod...

    by Killian Plastow
  • CBA fined, writes off $2.5m in loan balances

    The Commonwealth Bank has paid $180,000 in infringement notices and will write off $2.5 million in personal overdraft balances that were iss...

    by Killian Plastow
  • Westpac refunds $9.2m in account fees

    Westpac has refunded approximately $9.2 million in account fees to more than 160,000 Westpac and St George account holders, according to ASI...

    by Killian Plastow
  • Capital rules won't hurt Aussie major banks

    APRA has indicated a willingness to 'bend the rules' when it comes to the Basel III capital requirements to ensure they do not affect Aust...

    by Tim Stewart
  • Contagion risk still remains, says RBA

    Regulatory action since the GFC has reduced the systemic risk posed by the 'interconnectedness' of financial entities, but more remains t...

    by Tim Stewart
  • Westpac refunds $20m in credit card fees

    Westpac has refunded almost $20 million in credit card fees, after not clearly explaining which kinds of purchases would incur foreign trans...

    by Killian Plastow
  • ASIC fines Morgan Stanley $123,750

    Morgan Stanley has paid a $123,750 penalty fee to ASIC after being issued an infringement notice by the Markets Disciplinary Panel. ...

    by Killian Plastow

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