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Regulation

regulation

17 August 2015 • By Tim Stewart • 1 min read

'Poor supervision' hampering banks: ASIC

ASIC has presented a number of investments banks with the results of a benchmarking study into culture and conduct in an effort to raise industry ...

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ASIC suspends OTC derivatives licence

Over-the-counter (OTC) derivatives provider Australian Capital Markets Advisory Services has had its Australian financial services licence suspended ...

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Dividend changes will hit retirees: ASFA

Abolishing dividend imputation will reduce the annual income of the average retiree by $4,000, says the Association of Superannuation Funds of ...

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Focusing on fees 'breeds mediocrity'

Asset managers must develop a culture that embraces change, rather than falling into age-old industry practices that foster mediocrity, argues ...

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Don’t single us out, says IOOF chairman

IOOF’s failure to sack its head of adviser research after issuing him with two ‘first and final warnings’ reflects widespread financial services HR ...

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Digital becomes disclosure default: ASIC

The corporate regulator has taken measures to make it easier for financial service providers to use digital channels to disclose information to their ...

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Government to review ASIC’s 'capability'

The federal government has commissioned a review to ensure the corporate regulator has the “appropriate governance, capabilities and systems” to meet ...

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APRA’s home loan capital lift good for banking sector

APRA’s capital adequacy changes will strengthen confidence and increase competition in the banking sector according to some of Australia’s leading ...

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Govt pledges to back financial services export

Exporting financial services to the burgeoning Asian middle class will assure Australia's future prosperity, argues Federal Treasurer Joe Hockey

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Tread carefully with new SIV rules: Hall & Wilcox

Fund managers looking to develop products that comply with the new significant investor visa rules must take into account the conservative risk ...

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