01 September 2016 • By Tim Stewart • 1 min read
APRA learned some hard lessons from the collapse of HIH in 2001, and the regulator is determined to avoid “disorderly” failures in the future, says ...
READ MOREMacquarie Investment Management has been ordered to pay a penalty of $400,000 for failing to comply with its duties as the responsible entity of the ...
READ MOREAustralia’s unique approach to responsible entity (RE) arrangements is leading to both real and perceived conflicts of interest and is preventing ...
READ MOREThe government should consider a more streamlined approach to regulatory change – as well as deregulation – to bring down industry costs, says Tria ...
READ MOREWestpac has announced a new bank notes offer aimed exclusively at New Zealand investors, following the success of the bank's capital notes offer ...
READ MOREThe Financial Services Council says the cost of ongoing reviews and delayed action on financial services legislation reform has cost the Australian ...
READ MOREChanges to the Privacy Act that make it mandatory to report serious data breaches could have grave reputational consequences for financial ...
READ MOREAn ASIC review of due diligence during the IPO process has uncovered prospectuses with "defective" levels of disclosure, 'box-ticking' approaches and ...
READ MOREThe Australian Bankers’ Association (ABA) has announced an independent review of remuneration practices, to be led by former Australian Public Service ...
READ MOREFinancial services firm IOOF has sought to play down ASIC's 12-month investigation into its compliance practices, pointing out the regulator's inquiry ...
READ MORE