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Regulation

regulation

15 December 2015 • By • 1 min read

ASIC finalises OTC derivatives rules

ASIC has introduced rules implementing Australia’s mandatory central clearing regime for over-the-counter (OTC) derivatives. In a statement issued ...

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Regulators to embrace fintech in 2016: Deloitte

Financial services regulators are likely to incorporate fintech companies into their "regulatory perimeter" throughout 2016, according to a new report ...

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Govt unveils 'choice' legislation for super

The federal government has released draft legislation to improve the transparency of superannuation funds and extend the choice of funds to more ...

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Macquarie Securities fined $110,000

ASIC has fined Macquarie Securities $110,000 for "carelessly" allowing a non-designated trading representative to operate in the market for as long as ...

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ANZ's Etrade fined by ASIC

ANZ-owned online stockbroking firm Etrade Australia Securities has been fined $65,000 by ASIC for failing to comply with market integrity rules

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'Explosive' BBSW revelations imminent: Dastyari

ASIC has dedicated 20 per cent of its resources to the "rigging" of the bank bill swap rate (BBSW), says Labor Senator Sam Dastyari – and he predicts ...

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Govt unveils incentives for angel investors

The federal government has announced two major tax incentives for investors in eligible Australian start-ups as part of the National Innovation and ...

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APRA's super priorities for 2016 revealed

Superannuation funds' conflicts of interest, remuneration disclosure and investment governance will be high on the prudential regulator's radar in ...

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FSC pushes for collective investment vehicles

The Financial Services Council (FSC) has welcomed the government's managed investment trust tax regime, while at same time calling for the ...

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FSC lobbies crossbenchers on super governance

The Financial Services Council (FSC) has urged the four Senate crossbenchers who have come out in opposition to the government’s superannuation ...

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