05 April 2017 • By • 1 min read
ASIC has successfully defended its interpretation of the FOFA laws in the Federal Court, with a Melbourne-based advice licensee found to have ...
READ MOREAustralia’s biggest banks will not be allowed to collectively bargain with Apple or boycott Apple Pay, the Australian competition watchdog has ...
READ MORECitigroup has refunded close to $5 million to around 230,000 customers after failing to properly disclose that credit card international transaction ...
READ MOREThe legislation that will enable ASIC’s new industry funding model has been tabled in Federal Parliament. The ASIC Supervisory Cost Recovery Levy ...
READ MOREThe corporate regulator has signed a memorandum of understanding with the Australian government’s Takeovers Panel highlighting the need to “refer to ...
READ MOREA bill that closes a loophole permitting over-the-counter derivatives providers to use client monies for more than just derivatives transactions has ...
READ MOREThe corporate regulator has issued new guidance for responsible entities in an effort to improve risk management systems. Regulatory Guide 259 is ...
READ MOREA judge has dismissed claims from a client that negligent advice from Commonwealth Bank-owned Count Financial resulted in the loss of their life ...
READ MOREThe corporate regulator announced yesterday it has cancelled the Australian Financial Services Licence of Singapore-based property investment company ...
READ MOREThe big bank “oligopoly” in Australia can only be broken up if the regulator has the power to make rules about remuneration structures, says ASIC ...
READ MORE