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Regulation

31 July 2023 • By • 1 min read

Former investment manager faces court over forged reports

The man is alleged to have created forged portfolio performance verification reports. On Monday, the Australian Securities and Investments ...

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Will softer inflation and retail sales force the RBA to pause?

Economists have failed to reach a consensus regarding the next move of the RBA. Market expectations for another rate hike by the Reserve Bank of ...

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ASX to improve conflict of interest policies amid CHESS replacement

An expert report on ASX’s intra-group conflict management arrangements has made 13 recommendations. Law firm Herbert Smith Freehills has ...

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AFCA complaints increase 34% in FY22–23

The ombudsman received almost 97,000 complaints over the last financial year. The Australian Financial Complaints Authority (AFCA) has announced ...

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RBA releases dates of 2024 board meetings

From next year, the central bank will no longer meet on the first Tuesday of each month. The Reserve Bank of Australia (RBA) has announced the ...

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ASIC takes Vanguard to court over greenwashing allegations

The regulator has claimed that Vanguard engaged in conduct liable to mislead the public and made false and misleading statements in respect to one of ...

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ACCC delays decision on ANZ-Suncorp merger for a second time

The competition regulator has requested additional time to review the merger. The Australian Competition and Consumer Commission’s (ACCC) much ...

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APRA and ASIC consult on rules to support FAR

The two regulators have released draft rules for consultation. The Australian Prudential Regulation Authority (APRA) and the Australian Securities ...

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ASIC cancels FTX Australia’s AFSL

The regulator has cancelled the financial services licence of FTX’s Australian subsidiary. On Wednesday, the Australian Securities and Investments ...

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Super funds urged to step up efforts towards improving retirement outcomes

APRA and ASIC have published a review into how super funds have implemented their new obligations during the first year of the retirement income ...

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