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18 July 2013 • By Chris Kennedy • 1 min read

ASIC updates on dispute resolution

The regulator has provided an update to market on its approach to matters of dispute resolution and misconduct, emphasising consumers should seek ...

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UBS cops infringement penalty

UBS Securities Australia has been fined $30,000 by the Markets Disciplinary Panel (MDP) for actions that resulted in a market for a security not being ...

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PricewaterhouseCoopers to monitor PIS

PricewaterhouseCoopers has been appointed by ASIC to monitor the advice processes of Professional Investment Services (PIS) for the next nine months

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FPA takes aim at $2,000 self-education cap

The government’s proposal to apply a $2,000 cap on work-related education expense deductions will unfairly disadvantage financial planners, according ...

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Bravura enters into agreement with Ironbridge

Private equity firm Ironbridge Capital is set to acquire all of the outstanding shares of wealth management software provider Bravura Capital

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Call for super funds to act on mental health

Super funds and other institutions such as group insurers have been called on to help educate staff and members on mental health issues

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Platinum cautions against China pessimism

Platinum Capital Limited has cautioned investors against being too bearish about China’s credit risks, believing many of the problems can be overcome

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Compliance on ATO’s radar, warns SPAA

The SMSF Professionals’ Association of Australia (SPAA) has warned that SMSF trustees will be facing increased compliance scrutiny, following an ...

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Institutional head returns to Russell from Mercer

Russell Investments has announced a new head of institutional business in Australia, with Jodie Hampshire returning to the group from a senior role at ...

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FIIG adds head of HR, communications and training

Fixed-income investment specialist FIIG Securities has announced the appointment of Jane Mackney as head of human resources, communications and ...

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