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regulation

18 July 2017 • By • 1 min read

Accountants unsure about licensing rules: ASIC

A compliance check conducted by ASIC has revealed that accountants operating with a limited AFSL are uncertain about their new compliance obligations

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Hamilton Lane opens Sydney office

US-headquartered alternative asset manager Hamilton Lane has expanded its presence in Australia by opening an office in Sydney. US fund manager ...

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Finance sector split on fintech impact, US survey finds

A survey conducted by LinkedIn has found that 42 per cent of fintech professionals think fintech is a direct threat to the traditional financial ...

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La Trobe senior vice president departs

La Trobe Financial has announced the appointment of three new executives to replace the firm’s chief operating officer and head of major clients

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Appetite for alternatives 'unstoppable': report

The low-yield environment is continuing to push investors into alternative assets, with the 100 largest managers in the sector recording growth of 10 ...

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‘More needed’ on unpaid super: ISA

Recent attempts to curb unpaid superannuation will only help one out of 10 affected individuals, says lobby group Industry Super Australia

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Clime acquires CBG Asset Management

Clime Investment Management has acquired Australian equities boutique CBG Asset Management, increasing its total funds under management (FUM) to $700 ...

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ASIC consults on new financial benchmark regime

The corporate regulator has proposed a new regulatory regime for financial benchmarks including the bank bill swap rate, the consumer price index and ...

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Coalition proposes broader use of the term ‘bank’

Treasury has released draft legislation for public consultation to remove restrictions on the word ‘bank’ to allow for “a more level playing field in ...

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ASIC has ‘misfired’ on sell-side research

The corporate regulator’s new guidance on sell-side research would create a compliance “army” as well as making analysts personally liable for any ...

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