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Regulation

regulation

11 June 2021 • By Sarah Kendell • 1 min read

Big 4 firm to probe corporate regulator

A global consulting firm will investigate any necessary changes to ASIC’s operational infrastructure, following the appointment of a new chair and ...

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Pandemic isn’t over yet: ASIC

As the end of financial year draws near, the corporate regulator has warned companies their disclosures should be “useful and meaningful” in the face ...

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RBA, ASIC get new powers on markets

A new report from the Council of Financial Regulators (CFR) has recommended beefing up enforcement powers around financial market operators, as the ...

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Regulator cracks the whip on short-sellers

ASIC has released a new information sheet outlining its expectations of activist short-sellers, which the regulator has accused of “unfairly ...

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Director of derivatives issuer cops double ban

ASIC has banned the former director of an over-the-counter derivatives issuer from financial services and from managing corporations as a result of ...

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ASIC files charges against ME Bank

The corporate regulator has filed criminal charges against the formerly industry fund-owned bank in the Federal Court. In a statement, ASIC said it ...

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Two charged in insider trading scheme

Two associates of a listed mining company have been charged with insider trading after they allegedly bought over 12 million shares in the group while ...

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Former executive pleads guilty to insider trading

A former company executive has pleaded guilty to one count of insider trading after he purchased shares in a competitor company with prior knowledge ...

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Reforms will ‘destroy’ proxy advice: Labor

The opposition has come out hard against the government’s reforms to the proxy advice sector, saying there’s no evidence justifying its drive to ...

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Head of collapsed fund manager charged with dishonesty

The former managing director of a funds management group placed into liquidation last year has been charged with a number of offences relating to ...

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