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Regulation

regulation

21 May 2021 • By Sarah Kendell • 1 min read

Reforms will ‘destroy’ proxy advice: Labor

The opposition has come out hard against the government’s reforms to the proxy advice sector, saying there’s no evidence justifying its drive to ...

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Head of collapsed fund manager charged with dishonesty

The former managing director of a funds management group placed into liquidation last year has been charged with a number of offences relating to ...

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ASIC slaps Macquarie Securities with fine

Macquarie Securities has coughed up a penalty over a market integrity breach. Macquarie Securities has paid a fine of $126,000 over rules it broke ...

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Ex-asset manager’s MD cops ban

ASIC has slapped the former managing director of a collapsed firm with a ban, prohibiting him from providing any financial services for four years

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ASIC staffing to shrink, ATO nabs registry

ASIC’s resourcing is set to fall in the coming financial year, with the government having transferred the business registry to the Tax Office

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RBA could move on rates early: UBS

UBS has added its voice to the chorus of commentators warning the RBA could be forced to lift rates prematurely in the face of a ...

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Government jump-starts financial services changes

The government has listed new measures for fund managers in the federal budget, covering tax and regulation for foreign investors.   The ...

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The big-ticket items in this year’s budget

Treasurer Josh Frydenberg has declared a raft of measures, aimed at keeping Australia’s economy on track post-COVID. The 2020/21 federal budget has ...

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Westpac insider trading case could set precedent, expert says

As the third insider trading lawsuit brought against a company in Australia, the Westpac case could force significant changes for the financial ...

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Proxy advice reforms ‘inoperable’, ‘misguided’: ISS

One of the main institutional proxy advisers in Australia, has warned against the government’s new proposed restrictions for the sector, with fears ...

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