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23 May 2016 • By Tim Stewart • 1 min read
Credit Suisse Equities has been fined $74,000 by ASIC after its automated trading software caused substantial price increases in two illiquid ...
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HSBC Bank Australia must review and "remediate" clients affected by advisers who gave "potentially deficient advice”, as part of ASIC’s acceptance of ...
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Treasury has released its proposed levies for ASIC and APRA for the 2016-17 financial year, with the levy for the corporate regulator set to increase ...
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KPMG has completed a 12-month review of Macquarie Equities' client documentation procedures that was undertaken at the request of ASIC. The ...
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Annuities provider Challenger has thrown its support behind the government's commitment in the federal budget to remove tax impediments to products ...
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The Australian Bankers' Association (ABA) has thrown its support behind recommendations by the federal Attorney-General’s Department aimed at ...
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ASIC has written to more than 30,000 Australian companies encouraging them to take part in academic research focused on improving whistleblowing ...
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ASIC chairman Greg Medcraft has received an 18-month extension to his contract and a $127.2 million funding increase, with the regulator set to move ...
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While the industry has for the most part welcomed ASIC's additional funding, there are concerns that the new $127.2 million does not make up for cuts ...
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Federal Treasurer Scott Morrison has this morning confirmed how the government will proceed with reported changes to surveillance of the banking and ...
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