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22 June 2016 • By Killian Plastow • 1 min read
The corporate regulator has identified “serious and widespread compliance failures” in the retail over-the-counter (OTC) derivatives market
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The corporate regulator has entered into an "innovation agreement" with the Monetary Authority of Singapore to facilitate cross-border fintech ...
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The corporate regulator has released the details of its proposed regulatory 'sandbox' that would see fintech start-ups exempted from ASIC's licensing ...
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When the 'accountants' exemption' expires on 1 July 2016, accountants will be breaking the law if they provide advice on SMSFs without a valid ...
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Industry fund lobby group the Australian Institute of Superannuation Trustees (AIST) has called on Treasury to provide more details about its proposed ...
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An investigation by the corporate regulator into the way financial intermediaries handle confidential information has uncovered “serious misconduct”, ...
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The Commonwealth Bank has made some progress in its attempts to retrieve files from advisers formerly licensed by CBA dealer group Financial Wisdom, ...
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The corporate regulator has issued a new report warning that several companies have applied for Australian Financial Services licences using false or ...
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The collective investment vehicle (CIV) structure announced in the federal budget will not be the "catalyst" that drives Asian investors towards ...
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ASIC chair Greg Medcraft has declined to seek a third term as chairman of the board of the International Organization of Securities Commissions ...
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