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Regulation

Tim Stewart

ASIC has fined an equities and derivatives managed discretionary account (MDA) provider for making false or misleading statements on its website.

Staff Reporter

ASIC has cancelled the Australian financial services licence (AFSL) of Sydney-based firm Investment Advisers Alliance.

Tim Stewart

ASIC deputy chairman Peter Kell has made the case for stronger banning powers, tougher supervision and higher penalties for wrong-doers.

Tim Stewart

The government’s major bank levy is likely to have “unintended and disproportionate” consequences on Macquarie's local earnings given the group’s unique mix of banking and non-banking services.

Tim Stewart

The government’s proposal that APRA be given powers to monitor bank executive conduct should be extended to the superannuation and insurance sectors, argues the Australian Bankers Association.

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Analysis

Anthony Aboud

Rob Lovelace

Rafiq Choudhury

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