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Regulation

regulation

18 May 2023 • By Jon Bragg • 1 min read

ASIC issues 8 more interim stop orders due to TMD deficiencies

The regulator has since revoked the orders after its concerns were addressed. On 16 May, the Australian Securities and Investments Commission ...

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Will the RBA deliver one final rate hike in June?

Australia’s top banks have outlined two main scenarios for the future of interest rates. The Reserve Bank of Australia (RBA) is expected to ...

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Nuix CEO under ASIC scrutiny over share purchase

The regulator has informed Nuix that it is conducting an investigation. The Australian Securities and Investments Commission (ASIC) has launched an ...

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RBA warns further hikes may be needed to extinguish inflation threat

The central bank has released the minutes of its latest board meeting, outlining the reasoning behind its May rate hike. The Reserve Bank of ...

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Melbourne man indicted on insider trading charges

The man has been indicted on two counts of insider trading. On Monday, the Australian Securities and Investments Commission (ASIC) announced that ...

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Alleged victims of IG Markets CFD products file class action

BigLaw firm Piper Alderman and litigation funder Omni Bridgeway have commenced proceedings on behalf of alleged victims who claim to have collectively ...

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ASIC labels greenwashing ‘corrosive agent’ to market integrity

Greenwashing is the “corrosive agent” to market integrity, according to Australian Investments and Securities Commission (ASIC) deputy chair Karen ...

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Federal budget: Here’s what you need to know

Treasurer Jim Chalmers delivered the Albanese government’s second federal budget on Tuesday evening, 9 May, outlining a number of key cost-of-living ...

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‘Cautious’ budget to focus on energy transition

Incentives to drive Australia’s energy transition and a “rise in net taxes” are expected to characterise the Commonwealth government’s 2023–24 budget

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ASIC calls for improved compliance with DDO regime, flags closer scrutiny

The regulator has urged investment product issuers to “lift their game”. A review undertaken by the Australian Securities and Investments ...

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