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regulation

17 May 2019 • By Sarah Simpkins • 1 min read

Finance regulators tackle regaining investor trust

ASIC chair James Shipton has called for financial institutions to integrate fairness into their operations, as international financial regulators have ...

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CFA recommends sweeping reforms to wealth sector

The global CFA Institute and its Australian subsidiary have released 10 major recommendations for reform in the wealth management industry and argue ...

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Asset manager accounts show $12.5m shortfall in investor funds

ASIC has obtained declarations against an asset manager after the Queensland Supreme Court found the company’s bank accounts showed $1 million in ...

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Aus ESG regulation ‘lags behind’

The Australian Council of Superannuation Investors has called for APRA to update its investment guidance to change its coverage on ESG integration, ...

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Super body pushes diversity, culture measures for ASX companies

The Australian Council of Superannuation Investors has called for ASX-listed companies to improve on workplace culture and diversity, saying ...

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RBA, APRA consider alternative to rate cut

Fund manager Christopher Joye says he has it on good authority that the RBA, APRA and the banking industry are considering reducing mortgage buffers ...

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APRA voices insurance concerns

The Australian Prudential Regulatory Authority has called on the life insurance industry to urgently address concerns about the sustainability of ...

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Sydney wealth manager cops licence suspension

ASIC has suspended the Australian Financial Services licence of a financial advice dealer group for breaching its obligations and failing to obtain ...

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APRA launches new enforcement approach

APRA has released details on its future role and approach to enforcement, with the prudential watchdog aiming to be more vigilant and taking on ...

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Citigroup to refund over $3m to clients

Following an ASIC investigation, Citigroup will refund over $3 million to 114 retail customers for losses arising out of structured product ...

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