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23 April 2010 • By Victoria Papandrea • 1 min read

Small licensees to increase

There is mounting interest from advisers wanting to own their own licence rather than be part of a dealer group, according to Paragem Dealer Services

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Former Tricom adviser banned for life

ASIC has permanently banned a former Tricom broker for unauthorised trading.ASIC has permanently banned former Tricom Futures Services ...

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Flat FUM for major fund managers

BTIM and Perpetual reported flat FUM over the March quarter, while international equities-focused Platinum saw a boost.Several major asset managers ...

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NAB to retain Aviva: Tucker

NAB has moved to quash rumours it plans to sell its Aviva business in a bid to gain favour with the ACCC.National Australia Bank (NAB) has moved to ...

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Lloyd to lead Perpetual Private Wealth

Perpetual has appointed Geoff Lloyd as group executive for Perpetual Private Wealth.Perpetual has appointed former BT Financial ...

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Trust all about fee transparency

A recent study has shown transparency regarding fees is the most important factor in gaining consumer trust in financial services organisations

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Coin launches super comparison function

Coin has developed a new superannuation comparison software feature.Coin has launched additional functionality to its financial planning software, ...

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PIS firm moves to RI Advice Group

A Queensland-based Professional Investment Services firm has joined RI Advice Group.RI Advice Group (formerly RetireInvest) has recruited a new ...

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OneVue strikes CARM deal

OneVue has acquired the distribution rights for a new planner/accountant tool in the Asia Pacific region.Unified managed account (UMA) provider ...

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ACCC opposes NAB's bid for Axa

The ACCC has opposed NAB's bid for Axa, citing lower competition in the retail investment platforms market as the reasoning behind the decision

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