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03 July 2017 • By • 1 min read
A report released by ASIC has found a number of discrepancies in the practices of superannuation funds that have resulted in detrimental customer ...
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The prudential regulator is considering adopting a “two-phased” licensing approach in order to foster financial services competition
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The Australian corporate regulator has signed an agreement with its Malaysian counterpart, providing a co-operation framework to support and ...
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Hedge funds, multi-manager funds and superannuation platforms will continue to be excluded from ASIC’s shorter PDS regime, the regulator has announced
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Treasury’s ASIC Enforcement Review taskforce has asked for public submissions on its proposed changes to the regulator’s licensing powers
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The corporate regulator has revealed its position on the definition of independent financial service provision, in a move likely to impact thousands ...
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ASIC has fined Westpac $127,250 for failing to correctly report information about more than 100,000 over-the-counter derivatives transactions
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The Australian corporate regulator has entered into a fintech co-operation agreement with its Japanese counterpart, the Japan Financial Services ...
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Macquarie Securities has paid a penalty of $505,000 after ASIC found it “recklessly” took 39 days to suspend the account of a suspected rogue trader
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The corporate regulator has called for industry feedback on its guidance for the new crowd-sourced funding regime, which is set to commence on 29 ...
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