Macquarie Equities compensation bill nears $25m
Regulatory action against Macquarie Equities for “compliance deficiencies” commenced in 2014 is now “substantially complete”, with $24.7 million in compensation...
Regulatory action against Macquarie Equities for “compliance deficiencies” commenced in 2014 is now “substantially complete”, with $24.7 million in compensation...
ASIC has fined an equities and derivatives managed discretionary account (MDA) provider for making false or misleading statements on its...
ASIC has cancelled the Australian financial services licence (AFSL) of Sydney-based firm Investment Advisers Alliance.
ASIC deputy chairman Peter Kell has made the case for stronger banning powers, tougher supervision and higher penalties for wrong-doers.
The government’s major bank levy is likely to have “unintended and disproportionate” consequences on Macquarie's local earnings given the group’s...
The government’s proposal that APRA be given powers to monitor bank executive conduct should be extended to the superannuation and...
ASIC has cancelled the Australian financial services licence of Gallop International Group.
The corporate regulator has proposed a number of new initiatives designed to trial RegTech capabilities and identify possible implementation challenges,...
The fund manager and four former officers of MFS Investment Management have been disqualified from managing corporations by the Supreme...
Westpac has outlined the cost of the government’s proposed bank levy on its balance sheet and, more importantly for investors,...
In today’s investment landscape, middle market direct lending, a key segment of private credit, has emerged as an attractive option...
Digital assets are the fastest-growing investment in SMSFs. Swyftx's expert team helps you securely and compliantly add crypto to your...
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
