ASIC review identifies custody failings
The custody practices of Australian financial institutions have been found wanting in a number of instances, including failures to manage...
The custody practices of Australian financial institutions have been found wanting in a number of instances, including failures to manage...
ASIC chairman Greg Medcraft has warned fund managers about “structural vulnerabilities” in the sector that could present “financial stability risks”.
ASIC is investigating a number of financial planning dealer groups that advisers perceive as “licensees of last resort” as part of...
A Senate report released yesterday has recommended the government’s bank levy be reviewed after two years to asses its efficacy...
The corporate regulator is working with the Australian Federal Police on an investigation into “suspicious trading” of major bank shares...
The Commonwealth Bank has released the seventh and final independent report into its compensation scheme for victims of poor financial advice.
The new industry funding model for ASIC has been passed into law and will commence on 1 July 2017.
UBS Securities Australia has paid $280,000 in penalties for trading infringements imposed by ASIC’s Markets Disciplinary Panel.
The Hong Kong Securities and Futures Commission (SFC) has signed a co-operation agreement with ASIC on financial innovation.
ASIC’s recent surveillance of responsible entities has found a number of compliance areas in which they ‘fell short’ of their...
In today’s investment landscape, middle market direct lending, a key segment of private credit, has emerged as an attractive option...
Digital assets are the fastest-growing investment in SMSFs. Swyftx's expert team helps you securely and compliantly add crypto to your...
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
