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Regulation

regulation

26 June 2015 • By Reporter • 1 min read

IOOF exec under parliamentary scrutiny

Nationals Senator John Williams has aired a number of allegations against Peter Hilton, IOOF head of advice research, in a speech to the Senate

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PwC to sift through IOOF’s research division

Financial services firm IOOF has commissioned PricewaterhouseCoopers (PwC) to review the breach reporting procedures within its research division

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Australian Unity rejigs risk remuneration

Australian Unity Personal Financial Services has announced its financial planners will only be able to write insurance policies under a hybrid or ...

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ASIC finalises collective action guidance

The corporate regulator has updated its guidance on collective action by investors following a consultation with the industry earlier this year

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APRA chides insurers on disclosure

The prudential regulator has urged general and life insurers to do a better job when it comes to disclosing prudential matters. In a letter to the ...

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ASIC falls short in Mariner case

The Federal Court has rejected allegations by ASIC that Mariner Corporation breached the law in its 2012 takeover bid for Austock Group

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Macquarie Wrap errors were 'self-reported'

ASIC only became aware of system errors affecting Macquarie Wrap users after the bank brought the matter to the regulator's attention, says Macquarie

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Macquarie to refund $5.5 million to clients

Macquarie Investment Management will refund more than $5.5 million to around 2,300 clients following an investigation prompted by ASIC. Acting as ...

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BT fined for misleading super statements

Updated: BT Group has paid $20,400 in penalties after ASIC found the firm made misleading claims about its super performance in its Google ...

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ATO extends SuperStream deadline

The Australian Taxation Office has pushed out the 30 June SuperStream deadline for mid-sized employers that are making "genuine attempts" to prepare ...

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