The corporate regulator has issued a statement to superannuation funds with employer subplans reminding them of changes to their disclosure requirements.
Financial services firm Pershing Securities has paid a $40,000 infringement notice issued by the Markets Disciplinary Panel over failings regarding the filters used by its automated order processing (AOP) system, ASIC has said.
The government has released a new paper for public consultation, which looks to implement new protections for whistleblowers.
The ASX’s mFund settlement service will be permitted to include a broader range of managed investment products following a successful application to the corporate regulator.
Suncorp Bank has paid infringement notice penalties totaling $270,000 dollars, as well as $260,000 in remediation, following a breach of consumer protection provisions, ASIC has announced.
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