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Regulation

regulation

17 March 2021 • By Reporter • 1 min read

Man charged over market manipulation conspiracy

A man has appeared in the Perth Magistrates Court charged with conspiring with others to manipulate the market.  ASIC alleges that Benjamin Heath ...

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CBA says union claims are ‘misinformation’

The Finance Sector Union (FSU) has accused CBA of offering its workers an “offensive con-job of an enterprise agreement” – but the bank says those ...

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ASIC imposes licence conditions on derivatives issuer

The regulator has opposed additional conditions on the financial services licence of an OTC derivatives issuer, after suspending its licence for ...

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APRA ditches Westpac investigation

The prudential regulator has closed its investigation into Westpac over the AUSTRAC scandal that rocked the bank in 2019.  APRA commenced its ...

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APRA agrees enforceable undertaking with Allianz

The prudential regulator has accepted an enforceable undertaking from a global insurer to rectify "serious issues" with its compliance processes

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Labor makes gender pay gap election promise

Opposition Leader Anthony Albanese has pledged to make large companies publicly disclose their gender pay gap, as part of an election promise ...

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Mayfair claims victory over former investor

Mayfair 101 has won a case brought by a former investor in a finding it believes will be “problematic” for ASIC. The Supreme Court of NSW found ...

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ASIC defends higher industry levies

The corporate watchdog has responded to industry grumbles that it has substantially stretched its levies beyond the level of prior years, insisting it ...

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ASIC takes REST to court

The watchdog has commenced civil penalty proceedings in the Federal Court against retail industry fund REST, for allegedly misleading members about ...

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RBA makes March rate call

 The RBA has made its latest decision on rates against a backdrop of rising bond yields and increasing economic uncertainty.  The RBA has left ...

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