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01 June 2021 • By Sarah Kendell • 1 min read
ASIC has released a new information sheet outlining its expectations of activist short-sellers, which the regulator has accused of “unfairly ...
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ASIC has banned the former director of an over-the-counter derivatives issuer from financial services and from managing corporations as a result of ...
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The corporate regulator has filed criminal charges against the formerly industry fund-owned bank in the Federal Court. In a statement, ASIC said it ...
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Two associates of a listed mining company have been charged with insider trading after they allegedly bought over 12 million shares in the group while ...
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A former company executive has pleaded guilty to one count of insider trading after he purchased shares in a competitor company with prior knowledge ...
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The opposition has come out hard against the government’s reforms to the proxy advice sector, saying there’s no evidence justifying its drive to ...
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The former managing director of a funds management group placed into liquidation last year has been charged with a number of offences relating to ...
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Macquarie Securities has coughed up a penalty over a market integrity breach. Macquarie Securities has paid a fine of $126,000 over rules it broke ...
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ASIC has slapped the former managing director of a collapsed firm with a ban, prohibiting him from providing any financial services for four years
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ASIC’s resourcing is set to fall in the coming financial year, with the government having transferred the business registry to the Tax Office
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