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regulation

27 January 2021 • By Lachlan Maddock • 1 min read

ASIC hit by cyber attack

The corporate cop has been hit by the same cyber attack that rocked the Reserve Bank of New Zealand and top-tier law firm Allens. ASIC has ...

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Phony adviser still at large, police say

NSW Police have renewed calls for information around a missing Sydney woman who posed as a financial adviser and is believed to still be at large ...

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APRA hoses down calls for retail fund investigation

The prudential regulator has declined to investigate a major retail super fund for hiking insurance premiums by more than 40 per cent despite the ...

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Frydenberg must ‘back or sack’ ASIC chair

Treasurer Josh Frydenberg is “lost in a fog of indecision” as critics call for the release of a report on the ASIC expenses scandal and a decision on ...

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ASIC dragging feet on royal commission case studies

Just one financial penalty has so far arisen out of the cases referred to ASIC following the royal commission, despite the regulator suggesting it has ...

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PM in the dark over Shipton scandal

Prime Minister Scott Morrison was not consulted on the original appointment of embattled ASIC chair James Shipton, nor was he notified of problems ...

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Australian banks second for fines

Australian banks have ranked second for the highest fines worldwide, beaten only by the US. Data from research house Finbold has indicated banks ...

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Deutsche Bank cops $155.6m fine

The SEC has laid charges against Deutsche Bank for violations of the Foreign Corrupt Practices Act, with the financial services giant agreeing to ...

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Regulator approves COVID complaints relief for banks

Banks will be able to extend customer wait times to deal with a complaint under new variations to the industry code of practice approved by ASIC that ...

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ASIC slow to act on conflicts of interest

The corporate regulator has revealed that its internal conflict of interest rules for staff and commissioners had not been reviewed for almost 18 ...

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