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Regulation

regulation

03 February 2021 • By Sarah Simpkins • 1 min read

Westpac facing penalties after dismissed advice appeal

The big four bank is facing punishment for violating the Corporations Act, as the court has dismissed its appeal over whether it had provided personal ...

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Tax, regulation targeted in race for Asia finance crown

A committee assembled by senator Andrew Bragg has urged the government to slash convoluted tax and regulatory obligations in the financial services ...

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Rates on hold until 2024

The RBA will leave rates on hold for the foreseeable future as the Australian economy continues to feel the pinch of COVID-19.  The RBA has left ...

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‘No good reason’ for royal commission recommendation delays

A law firm has slammed the government’s delays to the implementation of royal commission recommendations on the two-year anniversary of the ...

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Court orders winding up of Mayfair 101 company 

A Mayfair 101 company that owes around $211 million to its investors is set to be wound up, as a result of ASIC’s court actions against the group and ...

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Risk, exec pay, super performance top APRA’s priorities

APRA has signalled its prime concerns for the year ahead, which include its implementing the new remuneration standard, monitoring risk culture and ...

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Shipton report shows it’s time for a shake-up

ASIC chair James Shipton might be free to return to work, but the investigation into his expenses reveals deeper issues at the regulator

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Shipton to leave ASIC permanently

Despite being cleared of wrongdoing, ASIC chair James Shipton will leave the regulator permanently after helping to choose a successor. James ...

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Bond scammers stealing millions: ASIC

ASIC has warned that scammers impersonating well-known domestic instos are swindling millions from Aussie investors. ASIC has seen a rise in ...

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NAB staffer gets 8 years for fraud

A high-ranking NAB staffer has been sentenced to eight years in jail after committing multimillion-dollar fraud motivated by “greed, personal gain and ...

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