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regulation

18 February 2015 • By • 1 min read

ASIC reviews collective action rules

The corporate regulator is reviewing its guidance for institutional investors who are looking to engage with ASX-listed companies. ASIC ...

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ASIC cancels forex provider's licence

The corporate regulator has taken action against margin foreign exchange services provider Enfinium, cancelling its AFSL. In a statement released ...

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ASIC maintains pressure on Macquarie

Macquarie Equities Limited (MEL) will spend a further 12 months under the watchful gaze of ASIC and KPMG after the completion of its enforceable ...

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Online disclosure proposals under fire

The ASIC proposal to streamline electronic disclosures laws in financial services does not go far enough, argues a financial services lawyer

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OTC derivative reporting rules relaxed

The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. Following industry ...

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SIV to include venture capital, small-caps

The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towards ...

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ASIC on the prowl in 2015

The public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says Hall & Wilcox ...

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Regulatory burden hits platform expenditure

Investment platform providers are still spending significant portions of their product development budgets on compliance, new research from Investment ...

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‘Select’ investment option rules relaxed

APRA has amended its definition of what constitutes a non-MySuper investment option in response to concerns raised by the superannuation industry

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ASIC must define vertical integration: FPA

Before the corporate regulator can ramp up surveillance of vertically integrated organisations it must first set clear parameters, the Financial ...

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