18 February 2015 • By • 1 min read
The corporate regulator is reviewing its guidance for institutional investors who are looking to engage with ASX-listed companies. ASIC ...
READ MOREThe corporate regulator has taken action against margin foreign exchange services provider Enfinium, cancelling its AFSL. In a statement released ...
READ MOREMacquarie Equities Limited (MEL) will spend a further 12 months under the watchful gaze of ASIC and KPMG after the completion of its enforceable ...
READ MOREThe ASIC proposal to streamline electronic disclosures laws in financial services does not go far enough, argues a financial services lawyer
READ MOREThe corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. Following industry ...
READ MOREThe government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towards ...
READ MOREThe public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says Hall & Wilcox ...
READ MOREInvestment platform providers are still spending significant portions of their product development budgets on compliance, new research from Investment ...
READ MOREAPRA has amended its definition of what constitutes a non-MySuper investment option in response to concerns raised by the superannuation industry
READ MOREBefore the corporate regulator can ramp up surveillance of vertically integrated organisations it must first set clear parameters, the Financial ...
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