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Regulation

regulation

06 August 2015 • By Tim Stewart • 1 min read

Focusing on fees 'breeds mediocrity'

Asset managers must develop a culture that embraces change, rather than falling into age-old industry practices that foster mediocrity, argues ...

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Don’t single us out, says IOOF chairman

IOOF’s failure to sack its head of adviser research after issuing him with two ‘first and final warnings’ reflects widespread financial services HR ...

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Digital becomes disclosure default: ASIC

The corporate regulator has taken measures to make it easier for financial service providers to use digital channels to disclose information to their ...

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Government to review ASIC’s 'capability'

The federal government has commissioned a review to ensure the corporate regulator has the “appropriate governance, capabilities and systems” to meet ...

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APRA’s home loan capital lift good for banking sector

APRA’s capital adequacy changes will strengthen confidence and increase competition in the banking sector according to some of Australia’s leading ...

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Govt pledges to back financial services export

Exporting financial services to the burgeoning Asian middle class will assure Australia's future prosperity, argues Federal Treasurer Joe Hockey

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Tread carefully with new SIV rules: Hall & Wilcox

Fund managers looking to develop products that comply with the new significant investor visa rules must take into account the conservative risk ...

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Clinton hints at Wall Street crackdown

US presidential candidate Hillary Clinton has indicated her administration would embark on a fresh bout of financial services industry reforms that go ...

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Former director sentenced for insider trading

The former director of Northern Star Resources has been sentenced to two years and nine months jail, fully suspended, for insider trading

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Australian banks not 'unquestionably strong', says APRA

The big Australian banks are well capitalised in comparison to their international peers, but APRA has hinted capital ratios will need to be raised ...

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