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Regulation

regulation

24 February 2015 • By James Mitchell • 1 min read

Macquarie looks to sidestep APRA attention

Macquarie Bank is not concerned about attention from the prudential regulator despite growing its property investor lending book by 75 per cent in the ...

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ASIC bans former Provident Capital director

ASIC has banned former Provident Capital managing director Michael Roger O’Sullivan from managing a corporation for five years. ASIC found that Mr ...

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ASIC revises enforceable undertaking rules

ASIC has updated its regulatory guidance to provide greater clarity around the operation of enforceable undertakings (EUs). The new version of ...

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Regulation takes its toll on alternatives: Lonsec

Increased regulatory burdens from both home and abroad have weighed on the alternatives sector in 2014, according to a new Lonsec report

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ASIC reviews collective action rules

The corporate regulator is reviewing its guidance for institutional investors who are looking to engage with ASX-listed companies. ASIC ...

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ASIC cancels forex provider's licence

The corporate regulator has taken action against margin foreign exchange services provider Enfinium, cancelling its AFSL. In a statement released ...

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ASIC maintains pressure on Macquarie

Macquarie Equities Limited (MEL) will spend a further 12 months under the watchful gaze of ASIC and KPMG after the completion of its enforceable ...

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Online disclosure proposals under fire

The ASIC proposal to streamline electronic disclosures laws in financial services does not go far enough, argues a financial services lawyer

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OTC derivative reporting rules relaxed

The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. Following industry ...

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SIV to include venture capital, small-caps

The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towards ...

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