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Regulation

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16 February 2015 • By Reporter • 1 min read

OTC derivative reporting rules relaxed

The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives. Following industry ...

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SIV to include venture capital, small-caps

The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV) program be directed towards ...

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ASIC on the prowl in 2015

The public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says Hall & Wilcox ...

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Regulatory burden hits platform expenditure

Investment platform providers are still spending significant portions of their product development budgets on compliance, new research from Investment ...

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‘Select’ investment option rules relaxed

APRA has amended its definition of what constitutes a non-MySuper investment option in response to concerns raised by the superannuation industry

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ASIC must define vertical integration: FPA

Before the corporate regulator can ramp up surveillance of vertically integrated organisations it must first set clear parameters, the Financial ...

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Former NAB boss in stoush with ATO

Don Argus, who headed up NAB between 1991 and 1999, is appealing against an ATO decision to increase the taxable income of his SMSF. Documents ...

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Days numbered for ‘100-member’ rule

Retail and institutional shareholders alike have backed the government’s proposal to scrap the '100-member' rule for triggering extraordinary general ...

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Licence conditions imposed on Guardian

Suncorp-owned dealer group Guardian Advice has been subjected to new licensing conditions by ASIC after an investigation unveiled deficiencies in its ...

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ASIC sheds light on vertical integration probe

The corporate regulator has released details on its surveillance of vertically integrated wealth managers, revealing it is on the lookout for ...

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