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Regulation

regulation

21 May 2015 • By • 1 min read

Govt releases 2015/2016 regulatory levies

Treasury has released details of its proposed levies that will fund APRA, ASIC and the SuperStream roll-out for the 2015/2016 year. The total ...

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Govt has ‘backflipped’ on SIV rules

The new significant investor visa (SIV) rules represent a “significant backflip” by the government, and restrictions on residential property may have ...

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Government finalises new SIV rules

Venture capital, private equity funds and LICs are the big winners in the final complying investment design for the significant investor visa program, ...

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High Court clarifies proportionate liability regime

A successful appeal in the High Court by former clients of WealthSure will assist plaintiffs in class actions against financial services firms, says ...

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Super emerges unscathed in 2015 Budget

The superannuation industry has welcomed the government's decision to resist 'tinkering' with Australia's retirement system in the 2015 federal Budget

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Former ASIC employee's passport surrendered

The Federal Court has ordered the surrender of the passport of a former ASIC employee following an investigation into her advice firm by the corporate ...

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Advice compensation hits CBA earnings

Growing expenses associated with advice remediation, regulation and compliance have contributed to an underwhelming quarterly update for the ...

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ASIC drawing up guidance on client remediation

Financial services licensees that provide financial advice will soon have concrete guidance on client review and remediation. A statement by ASIC ...

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ASX expands clearing services

The Australian Securities Exchange has launched the ASX Equity FlexClear, a service that allows institutional investors to centrally clear ...

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Govt sets up financial crime taskforce

The federal government has announced the establishment of a new taskforce to fight serious and organised financial crime. In a statement issued by ...

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