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Regulation

regulation

25 June 2020 • By Lachlan Maddock • 1 min read

Mayfair 101 defends missing data

Mayfair 101 has hit back at accusations it acted inappropriately in deleting 1,500 documents as receivers circle one of its embattled funds

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‘We will stand our ground’

Treasurer Josh Frydenberg is walking a tightrope as he tries to preserve the economic relationship with China while defending Australia’s interests

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Investment scams on the rise during COVID-19

The corporate watchdog has warned consumers and investors to be on alert after recording a 20 per cent rise in investment scam reports during the ...

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Former CEO charged with insider trading

The former director and CEO of an ASX-listed mining company has been charged with insider trading. Avrohom Kimelman has been charged with four ...

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Binary options trader cops $1.8m penalty, directors banned

The Federal Court has banned two companies from carrying on a financial services business, with a director to be permanently disqualified from ...

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APRA delegates Westpac investigation powers to ASIC

APRA has delegated a number of enforcement powers to ASIC in connection with the agencies’ investigations into the Westpac scandal.  APRA and ASIC ...

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ASIC defines product intervention reach

ASIC has set out the rules for its product intervention power, with its new guidance stating where and how it may use the capability. The regulator ...

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Mayfair settles trademark stoush

Mayfair has been forced to settle a trademark dispute launched over the use of the word “platinum”. Mayfair 101 will cease using the “Mayfair ...

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ASIC warns funds of advertising crackdown

ASIC has placed managed investment schemes on notice around their advertising, after the regulator undertook a review and seven responsible entities ...

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Perth Mint defends conflict gold accusations

The Perth Mint has welcomed a review of its processes after reports it may have sourced gold from a convicted killer in Papua New Guinea

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