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Regulation

ASIC needs a ‘big stick’: Kell

The corporate regulator cannot meet the high expectations of recent inquiries without the addition of product intervention powers to its ‘...

by Tim Stewart

more stories

  • NAB executive defends leaked report

    NAB Wealth group executive Andrew Hagger has told a senate committee that a damning internal review of the bank’s advice practices is in f...

    by Tim Stewart
  • APRA takes group insurance sector to task

    The prudential regulator has raised concerns over a number of poor practices it has observed within the group insurance market. ...

    by Scott Hodder
  • 'Unethical culture' threatening industry

    The CFA Institute has identified poor ethical frameworks within financial services firms as a key obstacle to restoring consumer confidence...

    by Stefanie Garber
  • Govt consults on Asia Funds Passport rules

    The government has released a consultation paper on the rules and operational arrangements of the Asia Region Funds Passport. ...

    by Reporter
  • ASIC raises LIC disclosure concerns

    A new ASIC report has found that the increase in the number of initial public offerings of listed investment companies have raised specific ...

    by Taylee Lewis
  • Regulators urged to promote financial services

    The Centre for International Finance and Regulation (CIFR) has called upon regulators to focus on building up consumer demand for digital fi...

    by Stefanie Garber
  • Ten licensees take 'corrective action'

    Ten financial planning licensees including some owned by Westpac, CBA and NAB have taken ‘corrective action’ on their structured product...

    by Tim Stewart
  • NAB makes changes to misconduct policy

    NAB CEO Andrew Thorburn has announced a number of new measures to enhance oversight of the bank’s financial planning channels, following...

    by Aleks Vickovich
  • Macquarie looks to sidestep APRA attention

    Macquarie Bank is not concerned about attention from the prudential regulator despite growing its property investor lending book by 75 per c...

    by James Mitchell

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