ASIC bans former Provident Capital director
ASIC has banned former Provident Capital managing director Michael Roger O’Sullivan from managing a corporation for five years.
ASIC has banned former Provident Capital managing director Michael Roger O’Sullivan from managing a corporation for five years.
ASIC has updated its regulatory guidance to provide greater clarity around the operation of enforceable undertakings (EUs).
Increased regulatory burdens from both home and abroad have weighed on the alternatives sector in 2014, according to a new...
The corporate regulator is reviewing its guidance for institutional investors who are looking to engage with ASX-listed companies.
The corporate regulator has taken action against margin foreign exchange services provider Enfinium, cancelling its AFSL.
Macquarie Equities Limited (MEL) will spend a further 12 months under the watchful gaze of ASIC and KPMG after the completion...
The ASIC proposal to streamline electronic disclosures laws in financial services does not go far enough, argues a financial services...
The corporate regulator has amended the rules on trade reporting obligations for over-the-counter (OTC) derivatives.
The government has proposed that as much as half of the $5 million invested via the significant investor visa (SIV)...
The public scrutiny of ASIC throughout 2014 has left the financial services sector with a noticeably more vigilant regulator, says...
In today’s investment landscape, middle market direct lending, a key segment of private credit, has emerged as an attractive option...
Digital assets are the fastest-growing investment in SMSFs. Swyftx's expert team helps you securely and compliantly add crypto to your...
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
