Regulation

Financial product manufacturers and distributors should be subject to a conduct obligation, the Financial Planning Association argues in a submission...

The prospect of non-traditional players such as Google entering financial services has prompted ASIC to reassess its regulatory toolkit.

In response to the Trowbridge report, Suncorp Life chief executive Geoff Summerhayes has conceded insurance product manufacturers are to blame for...

The future strength of the Australian economy will depend upon on how well regulators address the nation’s systemic vulnerabilities, says...

The UK House of Commons has been approached for intelligence on NAB’s British subsidiaries as the Senate Economics Committee expands...

Digital disruption is fast approaching the global financial system, but the Australian banks have a competitive advantage, says veteran equity...

A string of scandals in global financial services has caused a “massive loss of trust” and the industry must take...

The corporate regulator has issued a 'please explain' request to UBS following the investment bank’s retraction of a report criticising...

Financial institutions are "abusing" their legal obligation to report significant compliance breaches to the regulator, argues ASIC chairman Greg Medcraft.

APRA chairman Wayne Byres has taken superannuation trustees to task for adopting a "reactive" approach to conflicts management.