Regulation

Bell Potter Securities has entered into an enforceable undertaking (EU) with ASIC after the regulator found the stockbroker's head of...

Former chairman and director of Gunns Limited, John Gay, has been fined $500,000 by ASIC for insider trading.

ASIC has introduced rules implementing Australia’s mandatory central clearing regime for over-the-counter (OTC) derivatives.

Financial services regulators are likely to incorporate fintech companies into their "regulatory perimeter" throughout 2016, according to a new report...

The federal government has released draft legislation to improve the transparency of superannuation funds and extend the choice of funds...

ASIC has fined Macquarie Securities $110,000 for "carelessly" allowing a non-designated trading representative to operate in the market for as...

ANZ-owned online stockbroking firm Etrade Australia Securities has been fined $65,000 by ASIC for failing to comply with market integrity...

ASIC has dedicated 20 per cent of its resources to the "rigging" of the bank bill swap rate (BBSW), says...

The federal government has announced two major tax incentives for investors in eligible Australian start-ups as part of the National Innovation...

Superannuation funds' conflicts of interest, remuneration disclosure and investment governance will be high on the prudential regulator's radar in 2016,...