Regulation

Financial services firm IOOF has emerged from a 12-month ASIC investigation of allegations of insider trading and front-running without receiving...

The corporate regulator has taken action against 40 unlicensed retail over-the-counter (OTC) derivative providers, the majority of whom are binary...

The prudential regulator is satisfied Australia's major banks are now 'unquestionably strong' compared with their international peers, according to the...

Macquarie Bank has had additional conditions relating to the handling of client money removed from its licence by ASIC.

Macquarie Securities has paid a penalty of $120,000 after ASIC’s Markets Disciplinary Panel determined the firm had interfered with the efficiency...

Convicted insider trader Oliver Curtis has been sentenced to two years' imprisonment, dependent on good behaviour and with a minimum prison...

The corporate regulator has commenced proceedings in the NSW Supreme Court against Macquarie Investment Management over its role as the...

The future regulation of financial services will depend less on “black letter law” and more on the vocal demands of...

The corporate regulator has identified “serious and widespread compliance failures” in the retail over-the-counter (OTC) derivatives market.

The corporate regulator has entered into an "innovation agreement" with the Monetary Authority of Singapore to facilitate cross-border fintech start-ups.