Regulation

Australian Financial Services licensees have until 31 October 2016 to lodge their annual financial statements and auditor's reports with ASIC.

ANZ chief executive Shayne Elliott has defended his organisation’s decision to reinstate five bank bill swap rate (BBSW) traders prior...

The major threats to Australia's "broadly healthy" financial system are commercial and residential property, bank capital levels, rising insurance claims and superannuation governance, according...

Ten per cent of the advice reviewed as part of CBA’s Open Advice Review process has been found to be...

The manipulation of financial benchmarks will be made a specific criminal and civil offence, Treasurer Scott Morrison has announced –...

ASIC has updated its class order relating to managed discretionary accounts (MDAs), giving existing operators two years to transition to the...

ASIC has banned former Deutsche Bank FX options and futures trader Andrew Donaldson from providing financial services.

Responsible entities and superannuation trustees have until 1 February, 2017 to comply with new disclosure rules concerning fees and costs,...

A former Credit Suisse investment banker has pleaded not guilty to charges of procuring insider trading brought after an ASIC...

ASIC has banned New Zealand-based Geoffrey Woodcock from providing financial services for four years for promoting Australian financial products without...