Regulation

BGC Partners has paid a $90,000 fine to comply with an infringement notice issued by the Markets Disciplinary Panel, ASIC...

Australian whistleblowers need a single piece of legislation to protect them, separate from the “narrow” provisions within the Corporations Act,...

The government is likely to push through its crowdfunding bill after it received approval from a Senate committee yesterday, but objections to...

The Commonwealth Bank has finalised the 8,600 client assessments that constitute its Open Advice Review program, with total compensation offered to affected clients...

Nulis Nominees, the trustee for NAB’s superannuation funds, has commissioned KPMG to conduct an independent assurance review following an agreement...

The Australian Bankers’ Association (ABA) has supported the proposed replacement of the three existing financial services external dispute resolution (EDR)...

The big four Australian banks are likely to continue to benefit from the ‘wealth effect’ created by strong asset values,...

The Australian banks have put in a "mixed performance" when it comes to the implementation of new initiatives aimed at...

The corporate regulator has issued a statement to superannuation funds with employer subplans reminding them of changes to their disclosure...

Financial services firm Pershing Securities has paid a $40,000 infringement notice issued by the Markets Disciplinary Panel over failings regarding...