APRA considering ‘two-phased’ licensing
The prudential regulator is considering adopting a “two-phased” licensing approach in order to foster financial services competition.
The prudential regulator is considering adopting a “two-phased” licensing approach in order to foster financial services competition.
The Australian corporate regulator has signed an agreement with its Malaysian counterpart, providing a co-operation framework to support and understand...
Hedge funds, multi-manager funds and superannuation platforms will continue to be excluded from ASIC’s shorter PDS regime, the regulator has...
Treasury’s ASIC Enforcement Review taskforce has asked for public submissions on its proposed changes to the regulator’s licensing powers.
The corporate regulator has revealed its position on the definition of independent financial service provision, in a move likely to...
ASIC has fined Westpac $127,250 for failing to correctly report information about more than 100,000 over-the-counter derivatives transactions.
The Australian corporate regulator has entered into a fintech co-operation agreement with its Japanese counterpart, the Japan Financial Services Agency.
Macquarie Securities has paid a penalty of $505,000 after ASIC found it “recklessly” took 39 days to suspend the account of...
The corporate regulator has called for industry feedback on its guidance for the new crowd-sourced funding regime, which is set to...
The custody practices of Australian financial institutions have been found wanting in a number of instances, including failures to manage...
In today’s investment landscape, middle market direct lending, a key segment of private credit, has emerged as an attractive option...
Digital assets are the fastest-growing investment in SMSFs. Swyftx's expert team helps you securely and compliantly add crypto to your...
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
