ASIC secures Hong Kong fintech agreement
The Hong Kong Securities and Futures Commission (SFC) has signed a co-operation agreement with ASIC on financial innovation.
The Hong Kong Securities and Futures Commission (SFC) has signed a co-operation agreement with ASIC on financial innovation.
ASIC’s recent surveillance of responsible entities has found a number of compliance areas in which they ‘fell short’ of their...
Regulatory action against Macquarie Equities for “compliance deficiencies” commenced in 2014 is now “substantially complete”, with $24.7 million in compensation...
ASIC has fined an equities and derivatives managed discretionary account (MDA) provider for making false or misleading statements on its...
ASIC has cancelled the Australian financial services licence (AFSL) of Sydney-based firm Investment Advisers Alliance.
ASIC deputy chairman Peter Kell has made the case for stronger banning powers, tougher supervision and higher penalties for wrong-doers.
The government’s major bank levy is likely to have “unintended and disproportionate” consequences on Macquarie's local earnings given the group’s...
The government’s proposal that APRA be given powers to monitor bank executive conduct should be extended to the superannuation and...
ASIC has cancelled the Australian financial services licence of Gallop International Group.
The corporate regulator has proposed a number of new initiatives designed to trial RegTech capabilities and identify possible implementation challenges,...
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
For most Australians, superannuation is their largest financial asset outside the family home. So, when it comes to digital security,...
In financial markets, drama makes headlines. Share prices surge, tumble, and rebound — creating the stories that capture attention. But...
