ASIC fines Macquarie Securities $505,000
Macquarie Securities has paid a penalty of $505,000 after ASIC found it “recklessly” took 39 days to suspend the account of...
Macquarie Securities has paid a penalty of $505,000 after ASIC found it “recklessly” took 39 days to suspend the account of...
The corporate regulator has called for industry feedback on its guidance for the new crowd-sourced funding regime, which is set to...
The custody practices of Australian financial institutions have been found wanting in a number of instances, including failures to manage...
ASIC chairman Greg Medcraft has warned fund managers about “structural vulnerabilities” in the sector that could present “financial stability risks”.
ASIC is investigating a number of financial planning dealer groups that advisers perceive as “licensees of last resort” as part of...
A Senate report released yesterday has recommended the government’s bank levy be reviewed after two years to asses its efficacy...
The corporate regulator is working with the Australian Federal Police on an investigation into “suspicious trading” of major bank shares...
The Commonwealth Bank has released the seventh and final independent report into its compensation scheme for victims of poor financial advice.
The new industry funding model for ASIC has been passed into law and will commence on 1 July 2017.
UBS Securities Australia has paid $280,000 in penalties for trading infringements imposed by ASIC’s Markets Disciplinary Panel.
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
For most Australians, superannuation is their largest financial asset outside the family home. So, when it comes to digital security,...
In financial markets, drama makes headlines. Share prices surge, tumble, and rebound — creating the stories that capture attention. But...
