UK regulator says ‘regulation not enough’
Government regulation alone can be insufficient in improving conduct by financial professionals and incentivising them to act in the spirit...
Government regulation alone can be insufficient in improving conduct by financial professionals and incentivising them to act in the spirit...
ASIC has welcomed the Productivity Commission's recommendation that the corporate regulator be granted a "broad, proactive competition mandate".
The Commonwealth Bank is facing a fresh slate of claims relating to alleged manipulation of the bank bill swap rate.
The Commonwealth Bank has rejected 89 of the 100 additional charges filed by AUSTRAC relating to the bank's alleged breaches of the AML/CTF...
The big four banks and AMP have paid an additional $21.4 million in compensation to the clients who were found...
ASIC has accepted an enforceable undertaking from the directors of Sydney-based One Investment Group for being “materially misleading” in their application...
The government has revealed the nine experts who will advise Treasury on the development of a retirement income product framework.
New ASIC chairman James Shipton has outlined some of his top priorities, including professionalism within financial advice and a continuation...
Only half of the six major Australian credit ratings agency boards are demonstrating proper engagement with compliance matters, ASIC has...
Legislation to establish the one-stop shop dispute resolution body, the Australian Financial Complaints Authority, has passed the Senate.
Global dividends surged to a record US$518.7 billion in Q3 2025, up 6.2% year-on-year, with financials leading the way. The...
Over the past 15 years, middle market direct lending has grown into one of the most dynamic areas of alternative...
For most Australians, superannuation is their largest financial asset outside the family home. So, when it comes to digital security,...
In financial markets, drama makes headlines. Share prices surge, tumble, and rebound — creating the stories that capture attention. But...
